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| Job Title | Category | Location | Keywords |
|---|---|---|---|
| Credit Analyst | Credit Review/Analysis | Los Angeles / CA | |
| VP, Private Wealth Management Compliance | Risk Management/Compliance | Los Angeles / CA | Control room, CCR |
| Senior Compliance Analyst | Risk Management/Compliance | LOS ANGELES / CA | Senior Compliance Analyst |
| Senior Vice President, Head of Capital Markets Supervision and Surveillance | Others | Los Angeles / CA | Business Conduct, Capital Markets, Travel, Regulatory, FINRA |
| Information Security Analyst | Security | Los Angeles / CA | vulnerability assessment, SIEM, IDS, IPS, risk, encryption, forensic tools, CISSP, CCNA, CEH, SANS, GIAC, GSEC, GCWN, GCFW |
| Client Service Associate | Client Service | Los Angeles / CA | Series 7, Series 66, Microsoft Office |
| Digital Marketing Senior Specialist/Manager | General Marketing | Los Angeles / CA | Marketing, design, campaigns, google analytics, Salesforce CRM, Salesforce Marketing Cloud, social media, digital marketing, website, wordpress, CMS, HTML, Java, CSS |
| Chief Marketing Officer | General Marketing | Los Angeles / CA | Marketing, CMO, Chief Marketing Officer, Strategy, Branding |
| Manager/AVP – Systems | Product Management | Los Angeles / CA | T-SQL, OLAP, DTS, SSIS, Snowflake, MicroStrategy, SSRS, Tableau |
| Manager/AVP – Networking | Product Management | Los Angeles / CA | T-SQL, OLAP, DTS, SSIS, Snowflake, MicroStrategy, SSRS, Tableau |
| Staff Accountant I | Accounts Payable | Los Angeles / CA | Accountant |
| Head of Operational Risk | Risk Management/Compliance | Los Angeles / CA | Risk Management, Analysis, Credit, Advanced Excel, Bloomberg, Risk Metrics, Series 7, Series 3 |
| AML Compliance Officer | Risk Management/Compliance | Los Angeles / CA | AML, ACAMS, Series 7, 24 |
| Trade Desk Representative | Stock Broker / Securities Trader | Los Angeles / CA | trade desk, 7, 63, 55, BETA, OMS, trade execution, Zecco, |
| Junior Accountant | Finance & Accounting | LOS ANGELES / CA | Accountant, Product Controllers |
| Registered Client Service Associate | Client Service | San Diego / CA | Client Service Associate, BETA, Phase 3, Excel, Word, F1SA, CTSA, Series 7, 63, client service, correspondent service |
| Business Systems Associate | Business/Strategic | Los Angeles / CA | Business Systems, accounting systems, senior accountant, workflow design, Access, Visio |
| Analyst, Capital Markets Supervision and Surveillance | Risk Management/Compliance | LOS ANGELES / CA | FINRA, 7, 57, 79, 24 |
| Supervisor, Financial Planning and Analysis | Finance & Accounting | Los Angeles / CA | Manager, Financial Planning, Financial Analysis |
| Business Analyst | Business Analyst | Los Angeles / CA | Business Analyst |
| Business Analyst | Business Analyst | San Francisco / CA | Business Analyst |
| Paraplanner | Asset Management | Los Angeles / CA | Paraplanner, Financial Planner |
| Manager/AVP, IT Service Desk | Help Desk / Technical Support | Los Angeles / CA | Helpdesk, Technician |
| Prime Brokerage Manager | Financial Sales | Los Angeles / CA | Prime Brokerage, Sales, FINRA, Series 7 |
| Regulatory Supervision Manager | Risk Management/Compliance | LOS ANGELES / CA | Asset Transfer, AML, Clearing |
| Trade Surveillance Analyst | Risk Management/Compliance | Los Angeles / CA | Trade Surveillance, Analyst, FINRA, SEC |
| Income Processing Specialist | Other | Los Angeles / CA | tax reporting, dividend, cost basis, SunGard, BETA, DTC, PBS, PTS, foreign withholding |
| Client Settlement Specialist | Support Staff | Los Angeles / CA | settlement, SunGard, BETA, DTC, NSCC, FICC, MBSD, GSD, BNY Mellon, GNMA, depositories, custodians, settlement function, Euroclear, Cannacord |
| VP, Wealth Management Products and Trading Supervision | Risk Management/Compliance | LOS ANGELES / CA | supervision |
| New Accounts Specialist | Client Service | Los Angeles / CA | sales, customer service, |
| Payroll Manager | Compensation Management | Los Angeles / CA | Ultipro, Payroll, Accounting, Excel, account reconciliation, CPP |
| Senior Technology Manager, Wealth Management Platform | Information Technology | LOS ANGELES / CA | wealth management platform, technology manager, engineer, DevOps, RPA, AI |
| Equity Research Associate, Biotechnology | Research | San Francisco / CA | equity research, biotechnology, |
| Advanced Clearing and Prime Services Liaison | Administrative Assistant | Los Angeles / CA | Administrative assistant, clerical, entry level, assistant, administrative |
| Senior Systems Engineer | Information Technology | Los Angeles / CA | IT, Network, systems administrator, VMware, Cisco, SAM, Active Directory, MPLS, QoS, VoIP, VPN, LAN, WAN |
| Financial Advisor | Investment Professional | Honolulu / HI | Financial Advisor, Series 7 |
| Information Security Analyst | Security | Chicago / IL | vulnerability assessment, SIEM, IDS, IPS, risk, encryption, forensic tools, CISSP, CCNA, CEH, SANS, GIAC, GSEC, GCWN, GCFW |
| Treasury Analyst | Bank Operations | Chicago / IL | Cash Management, Treasury, Analyst |
| Assistant Vice President, Risk Manager | Risk Management/Compliance | Chicago / IL | Risk Management, Analysis, Credit, Advanced Excel, Bloomberg, Risk Metrics, Series 7, Series 3 |
| Business Analyst | Business Analyst | Chicago / IL | Business Analyst |
| Business Systems Associate | Business/Strategic | Chicago / IL | Business Systems, accounting systems, senior accountant, workflow design, Access, Visio |
| Helpdesk Technician (Remote) - Contract | Help Desk / Technical Support | Jersey City / NJ | Helpdesk, Technician |
| Service Desk Lead | Help Desk / Technical Support | Jersey City / NJ | Helpdesk, Technician |
| Senior Technology Manager, Wealth Management Platform | Information Technology | Jersey City / NJ | wealth management platform, technology manager, engineer, DevOps, RPA, AI |
| Business Analyst | Business Analyst | Jersey City / NJ | Business Analyst |
| Business Systems Associate | Business/Strategic | Jersey City / NJ | Business Systems, accounting systems, senior accountant, workflow design, Access, Visio |
| Junior Broker | Support Staff | New York / NY | settlement, SunGard, BETA, DTC, NSCC, FICC, MBSD, GSD, BNY Mellon, GNMA, depositories, custodians, settlement function, Euroclear, Cannacord |
| Managing Director, Restructuring Banker | Financial Analyst | New York / NY | IB, investment banking, analyst, sell-side |
| Equity Research Associate, Biotechnology | Research | New York / NY | equity research, biotechnology, |
| Senior Equity Research Analyst, Software | Research | New York / NY | Financial Analyst |
| Equity Research Associate, Financial Institutions | Research | New York / NY | assistant, equity research, |
| Prime Brokerage Manager | Financial Sales | New York / NY | Prime Brokerage, Sales, FINRA, Series 7 |
| VP, Wealth Management Products and Trading Supervision | Risk Management/Compliance | New York City / NY | supervision |
| Trade Reconciliation Specialist (Contract) | Bank Operations | New York / NY | Thomson Reuters, BETA, FIS Phase 3, Options Clearing Corporation, OCC, option, option support, institutional clients, financial representatives |
| AML Compliance Officer | Risk Management/Compliance | New York / NY | AML, ACAMS, Series 7, 24 |
| Senior Equity Research Analyst, Consumer | Research | New York / NY | Financial Analyst |
| Managing Director, Consumer/Retail Investment Banking | Financial Analyst | New York / NY | IB, investment banking, analyst, sell-side |
| Equity Research Associate, FinTech/Payments/Crypto | Research | New York / NY | assistant, equity research, |
| Equity Research Associate, Regional Banks | Research | New York / NY | assistant, equity research, |
| Senior Vice President Investment Banking, Crypto/Digital | Financial Analyst | New York / NY | Investment Banking, M&A, mergers and acquisitions, FINRA, Series 7, Series 79, Capital IQ, ThomasonOne, Venture Source, Bloomberg, financial modeling, |
| Street Settlement Specialist (Contract) | Support Staff | New York / NY | settlement, SunGard, BETA, DTC, NSCC, FICC, MBSD, GSD, BNY Mellon, GNMA, depositories, custodians, settlement function, Euroclear, Cannacord |
| Fed Settlement Representative (Contract) | Support Staff | New York / NY | settlement, SunGard, BETA, DTC, NSCC, FICC, MBSD, GSD, BNY Mellon, GNMA, depositories, custodians, settlement function, Euroclear, Cannacord |
| Investment Banking Assistant | Administrative Assistant | New York / NY | executive assistant, administrative, expense reports |
| Equity Sales Associate | Financial Sales | New York / NY | equities, equity sales, series 7, series 66 |
| Registered Client Service Associate | Administrative Assistant | Lake Oswego / OR | Registered Client Service Associate, Registered Sales Assistant |
| Information Security Analyst | Security | Dallas / TX | vulnerability assessment, SIEM, IDS, IPS, risk, encryption, forensic tools, CISSP, CCNA, CEH, SANS, GIAC, GSEC, GCWN, GCFW |
| Business Analyst | Business Analyst | Dallas / TX | Business Analyst |
| Business Systems Associate | Business/Strategic | Dallas / TX | Business Systems, accounting systems, senior accountant, workflow design, Access, Visio |
| Registered Client Service Associate | Administrative Assistant | Seattle / WA | Registered Client Service Associate, Registered Sales Assistant |
| Business Systems Associate | Business/Strategic | Seattle / WA | Business Systems, accounting systems, senior accountant, workflow design, Access, Visio |
| Job Title | Category | Location | Keywords |