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| Job Title | Category | Location | Keywords |
|---|---|---|---|
| Senior Associate, Equity Sales | Financial Sales | Los Angeles / CA | equities, equity sales, series 7, series 63 |
| Corporate Access Coordinator | Research | Los Angeles / CA | assistant, equity research, |
| Manager, Prime Brokerage | Financial Sales | Los Angeles / CA | Prime Brokerage, Sales, FINRA, Series 7 |
| Compliance Officer, Capital Markets | Risk Management/Compliance | Los Angeles / CA | Compliance |
| Wealth Supervisor | Other | Los Angeles / CA | fixed income capital markets, Mutual Funds, Alternatives eco-system, competitors, products, various distribution channels, clients, index providers |
| Senior Enterprise Architect | Network Engineer | Los Angeles / CA | Enterprise, Business, System Architecture, CISCO, QoS, Multicast, BGP, OSPF, TACACS, IPSEC & VPNs, Netflow, DNS |
| Reorganization Specialist (TEMPORARY) | Support Staff | Los Angeles / CA | SunGard, DTC, Beta, Reorganization, Corporate Actions, Capital Changes, offerings |
| Operations Specialist (TEMPORARY) | Support Staff | Los Angeles / CA | SunGard, DTC, Beta, Reorganization, Corporate Actions, Capital Changes, offerings |
| Equity Research Associate, Biotechnology | Research | San Francisco / CA | equity research, biotechnology, |
| Regulatory Accountant | Finance & Accounting | Los Angeles / CA | accountant, CPA, FOCUS, FINRA |
| Senior Vice President, Inclusion, Diversity & Community Outreach | Others | LOS ANGELES / CA | Diversity, Inclusion, Equity, D&I |
| Assistant Vice President, Market Risk Manager | Risk Management/Compliance | Los Angeles / CA | Risk Management, Analysis, Credit, Advanced Excel, Bloomberg, Risk Metrics, Series 7, Series 3 |
| Assistant Credit Manager | Credit Review/Analysis | Los Angeles / CA | Series 7, Series 24, credit, margin |
| Corporate Paralegal | Paralegal | Los Angeles / CA | Paralegal, Compliance |
| SQL Specialist, Operations | Administrative Assistant | Los Angeles / CA | Administrative Assistant, Securities Processing, SQL |
| Senior Database Administrator | Engineer General | Los Angeles / CA | T-SQL, OLAP, DTS, SSIS, Hadoop, Spark, Snowflake, MicroStrategy, SSRS, Tableau |
| Manager, Asset Transfers & Regulatory Supervision | Bank Operations | LOS ANGELES / CA | Asset Transfer, AML, Clearing |
| Client Service Associate | Client Service | Los Angeles / CA | Client Service Associate |
| Operations Manager, Wealth Management | Asset Management | Los Angeles / CA | FolioDynamix, Folio |
| VP, Private Wealth Management Compliance | Risk Management/Compliance | Los Angeles / CA | Control room, CCR |
| Trade Desk Representative | Stock Broker / Securities Trader | Los Angeles / CA | trade desk, 7, 63, 55, BETA, OMS, trade execution, Zecco, |
| Investment Banking Analyst - Healthcare | Financial Analyst | San Francisco / CA | IB, investment banking, analyst, sell-side |
| HR Recruiting Coordinator (Temp) | HR General | Los Angeles / CA | HR, Human Resources, general, HR generalist, administrative assistant, HR Assistant |
| Operations Administrative Assistant | Others | Los Angeles / CA | Administrative Assistant, Securities Processing, SQL |
| Treasury Analyst | Bank Operations | Los Angeles / CA | Cash Management, Treasury, Analyst |
| Vice President Investment Banking, Technology | Financial Analyst | San Francisco / CA | IB, investment banking, analyst, sell-side |
| AVP, Compliance Control Room | Risk Management/Compliance | Los Angeles / CA | Control room, CCR |
| Advanced Clearing and Prime Services Liaison | Administrative Assistant | Los Angeles / CA | Administrative assistant, clerical, entry level, assistant, administrative |
| AVP, Research Compliance | Risk Management/Compliance | Los Angeles / CA | FINRA 2241 |
| Prime Services Sales Associate | Financial Sales | Los Angeles / CA | Prime Brokerage, Sales, FINRA, Series 7 |
| Client Service Associate, Pasadena | Office Admin / Manager | Los Angeles / CA | Series 7, Series 66, sales support, customer service, broker/dealer sales, administrative |
| Prime Services Operations Associate | Financial Sales | Los Angeles / CA | Prime Brokerage, Sales, FINRA, Series 7 |
| Registration & Licensing Manager | Risk Management/Compliance | Los Angeles / CA | Registration, Licensing, CRD, |
| Senior IT Infrastructure Project Manager | Project Management | Los Angeles / CA | Helpdesk, Technician |
| Credit Analyst | Credit Review/Analysis | Los Angeles / CA | |
| Trade Desk Representative | Stock Broker / Securities Trader | Los Angeles / CA | trade desk, 7, 63, 55, BETA, OMS, trade execution, Zecco, |
| Senior Regulatory Accountant - New York | Finance & Accounting | New York / CA | accountant, CPA, FOCUS, FINRA |
| Senior Regulatory Accountant | Finance & Accounting | Los Angeles / CA | accountant, CPA, FOCUS, FINRA |
| Senior IT Infrastructure Project Manager - Chicago | Project Management | Chicago / IL | Project Manager |
| Senior IT Infrastructure Project Manager - New Jersey | Project Management | Jersey City / NJ | Helpdesk, Technician |
| Assistant Credit Manager | Credit Review/Analysis | Jersey City / NJ | Series 7, Series 24, credit, margin |
| Equity Research Operations Coordinator | Research | New York / NY | assistant, equity research, |
| Senior Equity Research Analyst, Consumer | Research | New York / NY | assistant, equity research, |
| Corporate Access Coordinator - New York | Research | New York City / NY | assistant, equity research, |
| Equities Associate Rotational Program 2021 | Securities Analysis/Research | New York City / NY | equity research, financial modeling, valuation, excel, equity sales and trading, rotational program, graduating seniors, series 7 |
| AVP, Compliance Control Room | Risk Management/Compliance | New York / NY | Control room, CCR |
| Equity Sales Associate | Financial Sales | New York / NY | equities, equity sales, series 7, series 66 |
| Managing Director, Restructuring Banker | Financial Analyst | New York / NY | IB, investment banking, analyst, sell-side |
| Managing Director, Consumer/Retail Investment Banking | Financial Analyst | New York / NY | IB, investment banking, analyst, sell-side |
| Financial Engineering Analyst | Financial Analyst | New York / NY | Investment Banking, M&A, mergers and acquisitions, FINRA, Series 7, Series 79, financial modeling, |
| Equity Research Associate, Restaurants | Research | New York / NY | assistant, equity research, |
| Street Settlement Specialist | Support Staff | New York / NY | settlement, SunGard, BETA, DTC, NSCC, FICC, MBSD, GSD, BNY Mellon, GNMA, depositories, custodians, settlement function, Euroclear, Cannacord |
| Junior Broker | Stock Broker / Securities Trader | New York / NY | Sales |
| Regulatory Accountant | Finance & Accounting | New York / NY | accountant, CPA, FOCUS, FINRA |
| Senior Vice President Investment Banking, Crypto/Digital | Financial Analyst | New York / NY | Investment Banking, M&A, mergers and acquisitions, FINRA, Series 7, Series 79, Capital IQ, ThomasonOne, Venture Source, Bloomberg, financial modeling, |
| Registered Client Service Associate | Administrative Assistant | Radnor / PA | Registered Client Service Associate, Registered Sales Assistant |
| Job Title | Category | Location | Keywords |