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| Job Title | Category | Location | Keywords |
|---|---|---|---|
| Senior Compliance Analyst | Risk Management/Compliance | LOS ANGELES / CA | Senior Compliance Analyst |
| Senior Vice President, Head of Capital Markets Supervision and Surveillance | Others | Los Angeles / CA | Business Conduct, Capital Markets, Travel, Regulatory, FINRA |
| Client Service Associate | Client Service | Los Angeles / CA | Series 7, Series 66, Microsoft Office |
| Equity Research Associate, Biotechnology | Research | San Francisco / CA | equity research, biotechnology, |
| Regulatory Supervision Manager | Risk Management/Compliance | LOS ANGELES / CA | Asset Transfer, AML, Clearing |
| Trade Surveillance Analyst | Risk Management/Compliance | Los Angeles / CA | Trade Surveillance, Analyst, FINRA, SEC |
| Equity Sales | Financial Sales | Los Angeles / CA | equities, equity sales, series 7, series 66 |
| Equity Sales Trader | Stock Broker / Securities Trader | Los Angeles / CA | Equity Sales, Sales Trader |
| Facilities & Business Continuity Plan Analyst | Administration Facilities | Los Angeles / CA | sales, customer service, Series 7, |
| HR Administrative Assistant | HR General | Los Angeles / CA | HR, Human Resources, general, HR generalist, administrative assistant, HR Assistant |
| Investment Banking Associate - Technology | Financial Analyst | San Francisco / CA | IB, investment banking, analyst, sell-side, associate |
| Registered Client Service Associate | Administrative Assistant | Los Angeles / CA | Registered Client Service Associate, Registered Sales Assistant |
| Vice President, Office of the CFO | Finance & Accounting | Los Angeles / CA | CFO |
| Equity Research Associate, Consumer | Research | Los Angeles / CA | assistant, equity research, |
| Insurance Operations Manager | Administration | Los Angeles / CA | Insurance, Manager, Annunity |
| Wealth Supervisor | Other | Los Angeles / CA | fixed income capital markets, Mutual Funds, Alternatives eco-system, competitors, products, various distribution channels, clients, index providers |
| Intern, Wealth Management | Investments | Los Angeles / CA | Marketing, design, campaigns, intern |
| Reorganization Specialist | Support Staff | Los Angeles / CA | SunGard, DTC, Beta, Reorganization, Corporate Actions, Capital Changes, offerings |
| Vice President, Wealth Management Branch Office and Insurance Supervision | Others | Los Angeles / CA | Vice President, Wealth Management Branch Office and Insurance Supervision |
| Prime Brokerage Manager | Others | Los Angeles / CA | Prime Brokerage, Sales, FINRA, Series 7 |
| Administrative Assistant, Advanced Clearing and Prime Services | Administrative Assistant | Los Angeles / CA | Administrative assistant, clerical, entry level, assistant, administrative |
| Senior Analyst, Compensation & HR Analytics | Compensation Management | Los Angeles / CA | HR, human resources, Compensation, ultipro, Salary Banding, Job Banding |
| Senior Vice President, Supervision and Surveillance | Compliance | Los Angeles / CA | Business Conduct, Capital Markets, Travel, Regulatory, FINRA |
| Advanced Clearing and Prime Services Liaison | Administrative Assistant | Los Angeles / CA | Administrative assistant, clerical, entry level, assistant, administrative |
| Income Processing Associate | Other | Los Angeles / CA | tax reporting, dividend, cost basis, SunGard, BETA, DTC, PBS, PTS, foreign withholding |
| Executive Assistant, Beverly Hills | Administrative Assistant | Beverly Hills / CA | Executive Assistant, Beverly Hills |
| Vice President, Static Data (Security Master & Client Data) | Other | Los Angeles / CA | Security Master, Client Data |
| Intern, Equity Sales | Sales | Los Angeles / CA | Marketing, design, campaigns, intern |
| Vice President, Wealth Management Products and Trading Supervision | Risk Management/Compliance | LOS ANGELES / CA | supervision |
| Analyst, Capital Markets Supervision and Surveillance | Risk Management/Compliance | LOS ANGELES / CA | FINRA, 7, 57, 79, 24 |
| Paraplanner | Asset Management | Los Angeles / CA | Paraplanner, Financial Planner |
| AML Compliance Officer | Risk Management/Compliance | Los Angeles / CA | AML, ACAMS, Series 7, 24 |
| Trade Desk Representative | Stock Broker / Securities Trader | Los Angeles / CA | trade desk, 7, 63, 55, BETA, OMS, trade execution, Zecco, |
| Chief Marketing Officer | General Marketing | Los Angeles / CA | Marketing, CMO, Chief Marketing Officer, Strategy, Branding |
| Financial Advisor | Investment Professional | Honolulu / HI | Financial Advisor, Series 7 |
| Assistant Vice President, Risk Manager | Risk Management/Compliance | Chicago / IL | Risk Management, Analysis, Credit, Advanced Excel, Bloomberg, Risk Metrics, Series 7, Series 3 |
| Vice President, Static Data (Security Master & Client Data) | Other | Jersey City / NJ | Security Master, Client Data |
| Income Processing Associate | Other | Jersey City / NJ | tax reporting, dividend, cost basis, SunGard, BETA, DTC, PBS, PTS, foreign withholding |
| Credit Analyst | Credit Review/Analysis | Jersey City / NJ | |
| Helpdesk Technician II | Help Desk / Technical Support | Jersey City / NJ | Helpdesk, Technician |
| IT Project Manager | Help Desk / Technical Support | Jersey City / NJ | Helpdesk, Technician |
| Equity Research Associate, Biotechnology | Research | New York / NY | equity research, biotechnology, |
| Senior Equity Research Analyst, Software | Research | New York / NY | Financial Analyst |
| Vice President, Wealth Management Products and Trading Supervision | Risk Management/Compliance | New York City / NY | supervision |
| AML Compliance Officer | Risk Management/Compliance | New York / NY | AML, ACAMS, Series 7, 24 |
| Senior Equity Research Analyst, Consumer | Research | New York / NY | Financial Analyst |
| Vice President, Static Data (Security Master & Client Data) | Other | New York / NY | Security Master, Client Data |
| Prime Brokerage Operations Associate | Financial Sales | New York / NY | Prime Brokerage, Operations |
| Prime Brokerage Operations Specialist | Financial Sales | New York / NY | Prime Brokerage, Operations |
| Client Service Associate | Client Service | New York / NY | Client Service Associate |
| Equity Research Associate, Consumer | Research | New York / NY | assistant, equity research, |
| Equity Research Associate, Internet | Research | New York / NY | assistant, equity research, |
| Equity Research Associate, TMT | Research | New York / NY | assistant, equity research, |
| Managing Director, Consumer/Retail Investment Banking | Financial Analyst | New York / NY | IB, investment banking, analyst, sell-side |
| Managing Director, Investment Banking - Municipal Bonds | Financial Analyst | New York / NY | IB, investment banking, analyst, sell-side |
| Senior Vice President Investment Banking, Crypto/Digital | Financial Analyst | New York / NY | Investment Banking, M&A, mergers and acquisitions, FINRA, Series 7, Series 79, Capital IQ, ThomasonOne, Venture Source, Bloomberg, financial modeling, |
| Reorganization Specialist | Support Staff | New York / NY | SunGard, DTC, Beta, Reorganization, Corporate Actions, Capital Changes, offerings |
| Income Processing Associate | Other | New York / NY | tax reporting, dividend, cost basis, SunGard, BETA, DTC, PBS, PTS, foreign withholding |
| Managing Director, Restructuring Banker | Financial Analyst | New York / NY | IB, investment banking, analyst, sell-side |
| Vice President, Wealth Management Branch Office and Insurance Supervision | Others | New York / NY | Vice President, Wealth Management Branch Office and Insurance Supervision |
| Prime Brokerage Manager | Others | New York / NY | Prime Brokerage, Sales, FINRA, Series 7 |
| Equity Sales Trader | Stock Broker / Securities Trader | New York / NY | Equity Sales, Sales Trader |
| Registered Client Service Associate | Administrative Assistant | Lake Oswego / OR | Registered Client Service Associate, Registered Sales Assistant |
| Junior Financial Advisor | Investment Professional | Lake Oswego / OR | settlement, SunGard, BETA, DTC, NSCC, FICC, MBSD, GSD, BNY Mellon, GNMA, depositories, custodians, settlement function, Euroclear, Cannacord |
| Intern, Wealth Management | Investments | Lake Oswego / OR | Marketing, design, campaigns, intern |
| Intern, Wealth Management | Investments | Seattle / WA | Intern |
| Intern, Marketing | Marketing | Los Angeles / RMT | Marketing |
| Intern, Public Relations | Public Relations | Los Angeles / RMT | Marketing |
| Intern, Compliance | Others | New York / RMT | Marketing |
| Intern, Syndicate | Others | New York / RMT | Marketing |
| Intern, Governance, Risk & Compliance | Security | Los Angeles / RMT | Intern, Governance, Risk & Compliance |
| Intern, Business Analyst | Security | Los Angeles / RMT | Intern, Business Analyst |
| Intern, Access Governance | Security | Los Angeles / RMT | Intern, Access Governance |
| Intern, New Accounts Settlements | Security | Los Angeles / RMT | Intern, Business Analyst |
| Intern, Development | Security | Los Angeles / RMT | Intern, Business Analyst |
| Compliance Associate | Risk Management/Compliance | New York / HYB | Control room, CCR |
| Senior Accountant, Financial Reporting | Finance & Accounting | Los Angeles / HYB | Senior Accountant, Financial Reporting, Public Accounting, Big 4 |
| Service Desk Lead | Help Desk / Technical Support | Jersey City / HYB | Helpdesk, Technician |
| Helpdesk Technician I | Help Desk / Technical Support | Los Angeles / HYB | Helpdesk, Technician |
| Intern, Events | Operations | Los Angeles / HYB | Marketing |
| Digital Marketing Coordinator | Marketing | Los Angeles / HYB | Marketing, design, campaigns, google analytics, social media, digital marketing, website, wordpress, CMS, HTML, Java, CSS |
| Senior Infrastructure Architect | Engineer General | Jersey City / HYB | Helpdesk, Technician |
| Helpdesk Technician I | Help Desk / Technical Support | Jersey City / HYB | Helpdesk, Technician |
| Risk Data Analyst | Risk Management/Compliance | Jersey City / HYB | Risk Management, Analysis, Credit, Advanced Excel, Bloomberg, Risk Metrics, Series 7, Series 3 |
| Executive Assistant | Executive Assistant | New York / HYB | Executive Assistant to President/CEO |
| Senior Equity Research Analyst, TMT | Research | New York / Open | Financial Analyst |
| Job Title | Category | Location | Keywords |