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| Job Title | Category | Location | Keywords |
|---|---|---|---|
| Senior Associate, Equity Sales | Financial Sales | Los Angeles / CA | equities, equity sales, series 7, series 63 |
| Manager, Prime Brokerage | Financial Sales | Los Angeles / CA | Prime Brokerage, Sales, FINRA, Series 7 |
| Compliance Officer, Capital Markets | Risk Management/Compliance | Los Angeles / CA | Compliance |
| Senior Enterprise Architect | Network Engineer | Los Angeles / CA | Enterprise, Business, System Architecture, CISCO, QoS, Multicast, BGP, OSPF, TACACS, IPSEC & VPNs, Netflow, DNS |
| Registration & Licensing Manager | Risk Management/Compliance | Los Angeles / CA | Registration, Licensing, CRD, |
| Senior IT Infrastructure Project Manager | Project Management | Los Angeles / CA | Helpdesk, Technician |
| Special Events Coordinator (Temporary) | General Marketing | Los Angeles / CA | Marketing, design, cammpaigns |
| Investment Banking Analyst - Healthcare | Financial Analyst | San Francisco / CA | IB, investment banking, analyst, sell-side |
| Credit/Margin Analyst | Credit Review/Analysis | Los Angeles / CA | |
| Senior Vice President, Head of Capital Markets Supervision and Surveillance | Others | Los Angeles / CA | Business Conduct, Capital Markets, Travel, Regulatory, FINRA |
| Human Resources Manager | HR Manager | Los Angeles / CA | HR, Benefits, Human Resources, general, HR generalist, employee relations |
| New Accounts Manager | Client Service | Los Angeles / CA | sales, customer service, |
| Regulatory Accountant | Finance & Accounting | Los Angeles / CA | accountant, CPA, FOCUS, FINRA |
| Manager, Digital Marketing | General Marketing | Los Angeles / CA | Marketing, design, cammpaigns, google analytics, social media, digital martketing, website, wordpress, CMS, HTML, Java, CSS |
| Senior Analyst, Information Technology Access and Governance | Other | Los Angeles / CA | audit, GAAP, IIA standards, CPA, CIA, CISA |
| Equity Research Associate, Biotechnology - Neurology | Research | San Francisco / CA | equity research, biotechnology, |
| Equity Research Associate, Biotechnology - Oncology | Research | San Francisco / CA | equity research, biotechnology, |
| IT Auditor, Information Technology Audit and Governance | Other | Los Angeles / CA | audit, GAAP, IIA standards, CPA, CIA, CISA |
| National Sales Manager, Product & Solutions Group | Asset Management | Los Angeles / CA | Securities license, CRM software, Marketing, Management, Sales, metrics |
| Regulatory Supervision Manager, Advanced Clearing & Prime Services | Bank Operations | LOS ANGELES / CA | Asset Transfer, AML, Clearing |
| Registered Client Service Associate | Client Service | San Diego / CA | Client Service Associate, BETA, Phase 3, Excel, Word, F1SA, CTSA, Series 7, 63, client service, correspondent service |
| Senior HR Generalist | HR General | Los Angeles / CA | HR, Benefits, Human Resources, general, HR generalist, employee relations |
| New Accounts Specialist | Client Service | Los Angeles / CA | sales, customer service, |
| Senior Software Engineer | Software Developer / Engineer | Los Angeles / CA | Application Programmer, Full Stack |
| Senior Software Engineer | Software Developer / Engineer | San Francisco / CA | Application Programmer, Full Stack |
| Information Security Analyst | Security | Los Angeles / CA | vulnerability assessment, SIEM, IDS, IPS, risk, encryption, forensic tools, CISSP, CCNA, CEH, SANS, GIAC, GSEC, GCWN, GCFW |
| HRIS Analyst | HRIS | Los Angeles / CA | HR, human resources, ultipro, UKG, HRIS, Cognos, Report Studio, Event Studio |
| Tax Reporting & Cost Basis Analyst | Tax | Los Angeles / CA | BETA, SunGard, 1099, |
| Client Service Associate | Client Service | San Diego / CA | Client Service Associate, BETA, Phase 3, Excel, Word, F1SA, CTSA, Series 7, 63, client service, correspondent service |
| Supervisory Principal | Other | Los Angeles / CA | fixed income capital markets, Mutual Funds, Alternatives eco-system, competitors, products, various distribution channels, clients, index providers |
| Senior Vice President, Inclusion, Diversity & Community Outreach | Others | LOS ANGELES / CA | Diversity, Inclusion, Equity, D&I |
| Income Processing Specialist | Other | Los Angeles / CA | tax reporting, dividend, cost basis, SunGard, BETA, DTC, PBS, PTS, foreign withholding |
| Senior Compliance Analyst | Risk Management/Compliance | LOS ANGELES / CA | Senior Compliance Analyst |
| Vice President Investment Banking, Technology | Financial Analyst | San Francisco / CA | IB, investment banking, analyst, sell-side |
| Business Analyst | Business Analyst | Los Angeles / CA | Business Analyst |
| Client Service Associate | Client Service | Los Angeles / CA | Client Service Associate |
| Operations Manager, Wealth Management | Asset Management | Los Angeles / CA | FolioDynamix, Folio |
| VP, Private Wealth Management Compliance | Risk Management/Compliance | Los Angeles / CA | Control room, CCR |
| Assistant Vice President, Margin Risk Manager | Risk Management/Compliance | Los Angeles / CA | Risk Management, Analysis, Credit, Advanced Excel, Bloomberg, Risk Metrics, Series 7, Series 3 |
| Margin Manager (Credit) | Credit Review/Analysis | Los Angeles / CA | Series 7, Series 24, credit, margin |
| AML Compliance Officer | Risk Management/Compliance | Los Angeles / CA | AML, ACAMS, Series 7, 24 |
| Credit Analyst | Credit Review/Analysis | Los Angeles / CA | |
| Advanced Clearing and Prime Services Liaison | Administrative Assistant | Los Angeles / CA | Administrative assistant, clerical, entry level, assistant, administrative |
| Prime Services Sales Associate | Financial Sales | Los Angeles / CA | Prime Brokerage, Sales, FINRA, Series 7 |
| Prime Services Operations Associate | Financial Sales | Los Angeles / CA | Prime Brokerage, Sales, FINRA, Series 7 |
| Trade Desk Representative | Stock Broker / Securities Trader | Los Angeles / CA | trade desk, 7, 63, 55, BETA, OMS, trade execution, Zecco, |
| Operations Administrative Assistant | Others | Los Angeles / CA | Administrative Assistant, Securities Processing, SQL |
| Financial Advisor | Investment Professional | Honolulu / HI | Financial Advisor, Series 7 |
| Senior IT Infrastructure Project Manager - Chicago | Project Management | Chicago / IL | Project Manager |
| Information Security Analyst | Security | Chicago / IL | vulnerability assessment, SIEM, IDS, IPS, risk, encryption, forensic tools, CISSP, CCNA, CEH, SANS, GIAC, GSEC, GCWN, GCFW |
| Margin Manager (Credit) | Credit Review/Analysis | Chicago / IL | Series 7, Series 24, credit, margin |
| Assistant Vice President, Margin Risk Manager | Risk Management/Compliance | Chicago / IL | Risk Management, Analysis, Credit, Advanced Excel, Bloomberg, Risk Metrics, Series 7, Series 3 |
| Senior IT Infrastructure Project Manager - New Jersey | Project Management | Jersey City / NJ | Helpdesk, Technician |
| Senior Investment Banking Analyst - Consumer | Financial Analyst | New York / NY | IB, investment banking, analyst, sell-side |
| Assistant Vice President, Margin Risk Manager | Risk Management/Compliance | New York / NY | Risk Management, Analysis, Credit, Advanced Excel, Bloomberg, Risk Metrics, Series 7, Series 3 |
| Margin Manager (Credit) | Credit Review/Analysis | New York / NY | Series 7, Series 24, credit, margin |
| Senior Software Engineer | Software Developer / Engineer | New York / NY | Application Programmer, Full Stack |
| Junior Broker | Support Staff | New York / NY | settlement, SunGard, BETA, DTC, NSCC, FICC, MBSD, GSD, BNY Mellon, GNMA, depositories, custodians, settlement function, Euroclear, Cannacord |
| Regulatory Accountant | Finance & Accounting | New York / NY | accountant, CPA, FOCUS, FINRA |
| Equity Research Associate, Apparel and Footwear | Research | NY / NY | assistant, equity research, |
| Managing Director, Consumer/Retail Investment Banking | Financial Analyst | New York / NY | IB, investment banking, analyst, sell-side |
| Managing Director, Restructuring Banker | Financial Analyst | New York / NY | IB, investment banking, analyst, sell-side |
| Senior Vice President Investment Banking, Crypto/Digital | Financial Analyst | New York / NY | Investment Banking, M&A, mergers and acquisitions, FINRA, Series 7, Series 79, Capital IQ, ThomasonOne, Venture Source, Bloomberg, financial modeling, |
| Investment Banking Analyst - Consumer | Financial Analyst | New York / NY | IB, investment banking, analyst, sell-side |
| Equity Research Associate, Biotechnology - Neurology | Research | New York / NY | equity research, biotechnology, |
| Equity Research Associate, Biotechnology - Oncology | Research | New York / NY | equity research, biotechnology, |
| Senior Software Engineer | Software Developer / Engineer | Dallas / TX | Application Programmer, Full Stack |
| Information Security Analyst | Security | Dallas / TX | vulnerability assessment, SIEM, IDS, IPS, risk, encryption, forensic tools, CISSP, CCNA, CEH, SANS, GIAC, GSEC, GCWN, GCFW |
| Client Service Associate | Client Service | Dallas / TX | Client Service Associate, BETA, Phase 3, Excel, Word, F1SA, CTSA, Series 7/63, client service, correspondent service |
| Job Title | Category | Location | Keywords |