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Job Title Category Location Keywords
Senior Compliance Analyst Risk Management/Compliance LOS ANGELES / CA Senior Compliance Analyst
Senior Vice President, Head of Capital Markets Supervision and Surveillance Others Los Angeles / CA Business Conduct, Capital Markets, Travel, Regulatory, FINRA
Client Service Associate Client Service Los Angeles / CA Series 7, Series 66, Microsoft Office
Equity Research Associate, Biotechnology Research San Francisco / CA equity research, biotechnology,
Regulatory Supervision Manager Risk Management/Compliance LOS ANGELES / CA Asset Transfer, AML, Clearing
Trade Surveillance Analyst Risk Management/Compliance Los Angeles / CA Trade Surveillance, Analyst, FINRA, SEC
Equity Sales Financial Sales Los Angeles / CA equities, equity sales, series 7, series 66
Equity Sales Trader Stock Broker / Securities Trader Los Angeles / CA Equity Sales, Sales Trader
Facilities & Business Continuity Plan Analyst Administration Facilities Los Angeles / CA sales, customer service, Series 7,
HR Administrative Assistant HR General Los Angeles / CA HR, Human Resources, general, HR generalist, administrative assistant, HR Assistant
Investment Banking Associate - Technology Financial Analyst San Francisco / CA IB, investment banking, analyst, sell-side, associate
Registered Client Service Associate Administrative Assistant Los Angeles / CA Registered Client Service Associate, Registered Sales Assistant
Vice President, Office of the CFO Finance & Accounting Los Angeles / CA CFO
Equity Research Associate, Consumer Research Los Angeles / CA assistant, equity research,
Insurance Operations Manager Administration Los Angeles / CA Insurance, Manager, Annunity
Wealth Supervisor Other Los Angeles / CA fixed income capital markets, Mutual Funds, Alternatives eco-system, competitors, products, various distribution channels, clients, index providers
Intern, Wealth Management Investments Los Angeles / CA Marketing, design, campaigns, intern
Reorganization Specialist Support Staff Los Angeles / CA SunGard, DTC, Beta, Reorganization, Corporate Actions, Capital Changes, offerings
Vice President, Wealth Management Branch Office and Insurance Supervision Others Los Angeles / CA Vice President, Wealth Management Branch Office and Insurance Supervision
Prime Brokerage Manager Others Los Angeles / CA Prime Brokerage, Sales, FINRA, Series 7
Administrative Assistant, Advanced Clearing and Prime Services Administrative Assistant Los Angeles / CA Administrative assistant, clerical, entry level, assistant, administrative
Senior Analyst, Compensation & HR Analytics Compensation Management Los Angeles / CA HR, human resources, Compensation, ultipro, Salary Banding, Job Banding
Senior Vice President, Supervision and Surveillance Compliance Los Angeles / CA Business Conduct, Capital Markets, Travel, Regulatory, FINRA
Advanced Clearing and Prime Services Liaison Administrative Assistant Los Angeles / CA Administrative assistant, clerical, entry level, assistant, administrative
Income Processing Associate Other Los Angeles / CA tax reporting, dividend, cost basis, SunGard, BETA, DTC, PBS, PTS, foreign withholding
Executive Assistant, Beverly Hills Administrative Assistant Beverly Hills / CA Executive Assistant, Beverly Hills
Vice President, Static Data (Security Master & Client Data) Other Los Angeles / CA Security Master, Client Data
Intern, Equity Sales Sales Los Angeles / CA Marketing, design, campaigns, intern
Vice President, Wealth Management Products and Trading Supervision Risk Management/Compliance LOS ANGELES / CA supervision
Analyst, Capital Markets Supervision and Surveillance Risk Management/Compliance LOS ANGELES / CA FINRA, 7, 57, 79, 24
Paraplanner Asset Management Los Angeles / CA Paraplanner, Financial Planner
AML Compliance Officer Risk Management/Compliance Los Angeles / CA AML, ACAMS, Series 7, 24
Trade Desk Representative Stock Broker / Securities Trader Los Angeles / CA trade desk, 7, 63, 55, BETA, OMS, trade execution, Zecco,
Chief Marketing Officer General Marketing Los Angeles / CA Marketing, CMO, Chief Marketing Officer, Strategy, Branding
Financial Advisor Investment Professional Honolulu / HI Financial Advisor, Series 7
Assistant Vice President, Risk Manager Risk Management/Compliance Chicago / IL Risk Management, Analysis, Credit, Advanced Excel, Bloomberg, Risk Metrics, Series 7, Series 3
Vice President, Static Data (Security Master & Client Data) Other Jersey City / NJ Security Master, Client Data
Income Processing Associate Other Jersey City / NJ tax reporting, dividend, cost basis, SunGard, BETA, DTC, PBS, PTS, foreign withholding
Credit Analyst Credit Review/Analysis Jersey City / NJ
Helpdesk Technician II Help Desk / Technical Support Jersey City / NJ Helpdesk, Technician
IT Project Manager Help Desk / Technical Support Jersey City / NJ Helpdesk, Technician
Equity Research Associate, Biotechnology Research New York / NY equity research, biotechnology,
Senior Equity Research Analyst, Software Research New York / NY Financial Analyst
Vice President, Wealth Management Products and Trading Supervision Risk Management/Compliance New York City / NY supervision
AML Compliance Officer Risk Management/Compliance New York / NY AML, ACAMS, Series 7, 24
Senior Equity Research Analyst, Consumer Research New York / NY Financial Analyst
Vice President, Static Data (Security Master & Client Data) Other New York / NY Security Master, Client Data
Prime Brokerage Operations Associate Financial Sales New York / NY Prime Brokerage, Operations
Prime Brokerage Operations Specialist Financial Sales New York / NY Prime Brokerage, Operations
Client Service Associate Client Service New York / NY Client Service Associate
Equity Research Associate, Consumer Research New York / NY assistant, equity research,
Equity Research Associate, Internet Research New York / NY assistant, equity research,
Equity Research Associate, TMT Research New York / NY assistant, equity research,
Managing Director, Consumer/Retail Investment Banking Financial Analyst New York / NY IB, investment banking, analyst, sell-side
Managing Director, Investment Banking - Municipal Bonds Financial Analyst New York / NY IB, investment banking, analyst, sell-side
Senior Vice President Investment Banking, Crypto/Digital Financial Analyst New York / NY Investment Banking, M&A, mergers and acquisitions, FINRA, Series 7, Series 79, Capital IQ, ThomasonOne, Venture Source, Bloomberg, financial modeling,
Reorganization Specialist Support Staff New York / NY SunGard, DTC, Beta, Reorganization, Corporate Actions, Capital Changes, offerings
Income Processing Associate Other New York / NY tax reporting, dividend, cost basis, SunGard, BETA, DTC, PBS, PTS, foreign withholding
Managing Director, Restructuring Banker Financial Analyst New York / NY IB, investment banking, analyst, sell-side
Vice President, Wealth Management Branch Office and Insurance Supervision Others New York / NY Vice President, Wealth Management Branch Office and Insurance Supervision
Prime Brokerage Manager Others New York / NY Prime Brokerage, Sales, FINRA, Series 7
Equity Sales Trader Stock Broker / Securities Trader New York / NY Equity Sales, Sales Trader
Registered Client Service Associate Administrative Assistant Lake Oswego / OR Registered Client Service Associate, Registered Sales Assistant
Junior Financial Advisor Investment Professional Lake Oswego / OR settlement, SunGard, BETA, DTC, NSCC, FICC, MBSD, GSD, BNY Mellon, GNMA, depositories, custodians, settlement function, Euroclear, Cannacord
Intern, Wealth Management Investments Lake Oswego / OR Marketing, design, campaigns, intern
Intern, Wealth Management Investments Seattle / WA Intern
Intern, Marketing Marketing Los Angeles / RMT Marketing
Intern, Public Relations Public Relations Los Angeles / RMT Marketing
Intern, Compliance Others New York / RMT Marketing
Intern, Syndicate Others New York / RMT Marketing
Intern, Governance, Risk & Compliance Security Los Angeles / RMT Intern, Governance, Risk & Compliance
Intern, Business Analyst Security Los Angeles / RMT Intern, Business Analyst
Intern, Access Governance Security Los Angeles / RMT Intern, Access Governance
Intern, New Accounts Settlements Security Los Angeles / RMT Intern, Business Analyst
Intern, Development Security Los Angeles / RMT Intern, Business Analyst
Compliance Associate Risk Management/Compliance New York / HYB Control room, CCR
Senior Accountant, Financial Reporting Finance & Accounting Los Angeles / HYB Senior Accountant, Financial Reporting, Public Accounting, Big 4
Service Desk Lead Help Desk / Technical Support Jersey City / HYB Helpdesk, Technician
Helpdesk Technician I Help Desk / Technical Support Los Angeles / HYB Helpdesk, Technician
Intern, Events Operations Los Angeles / HYB Marketing
Digital Marketing Coordinator Marketing Los Angeles / HYB Marketing, design, campaigns, google analytics, social media, digital marketing, website, wordpress, CMS, HTML, Java, CSS
Senior Infrastructure Architect Engineer General Jersey City / HYB Helpdesk, Technician
Helpdesk Technician I Help Desk / Technical Support Jersey City / HYB Helpdesk, Technician
Risk Data Analyst Risk Management/Compliance Jersey City / HYB Risk Management, Analysis, Credit, Advanced Excel, Bloomberg, Risk Metrics, Series 7, Series 3
Executive Assistant Executive Assistant New York / HYB Executive Assistant to President/CEO
Senior Equity Research Analyst, TMT Research New York / Open Financial Analyst
Job Title Category Location Keywords


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