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Job Title Category Location Keywords
Senior Associate, Equity Sales Financial Sales Los Angeles / CA equities, equity sales, series 7, series 63
Corporate Access Coordinator Research Los Angeles / CA assistant, equity research,
Manager, Prime Brokerage Financial Sales Los Angeles / CA Prime Brokerage, Sales, FINRA, Series 7
Compliance Officer, Capital Markets Risk Management/Compliance Los Angeles / CA Compliance
Wealth Supervisor Other Los Angeles / CA fixed income capital markets, Mutual Funds, Alternatives eco-system, competitors, products, various distribution channels, clients, index providers
Senior Enterprise Architect Network Engineer Los Angeles / CA Enterprise, Business, System Architecture, CISCO, QoS, Multicast, BGP, OSPF, TACACS, IPSEC & VPNs, Netflow, DNS
Reorganization Specialist (TEMPORARY) Support Staff Los Angeles / CA SunGard, DTC, Beta, Reorganization, Corporate Actions, Capital Changes, offerings
Operations Specialist (TEMPORARY) Support Staff Los Angeles / CA SunGard, DTC, Beta, Reorganization, Corporate Actions, Capital Changes, offerings
Equity Research Associate, Biotechnology Research San Francisco / CA equity research, biotechnology,
Regulatory Accountant Finance & Accounting Los Angeles / CA accountant, CPA, FOCUS, FINRA
Senior Vice President, Inclusion, Diversity & Community Outreach Others LOS ANGELES / CA Diversity, Inclusion, Equity, D&I
Assistant Vice President, Market Risk Manager Risk Management/Compliance Los Angeles / CA Risk Management, Analysis, Credit, Advanced Excel, Bloomberg, Risk Metrics, Series 7, Series 3
Assistant Credit Manager Credit Review/Analysis Los Angeles / CA Series 7, Series 24, credit, margin
Corporate Paralegal Paralegal Los Angeles / CA Paralegal, Compliance
SQL Specialist, Operations Administrative Assistant Los Angeles / CA Administrative Assistant, Securities Processing, SQL
Senior Database Administrator Engineer General Los Angeles / CA T-SQL, OLAP, DTS, SSIS, Hadoop, Spark, Snowflake, MicroStrategy, SSRS, Tableau
Manager, Asset Transfers & Regulatory Supervision Bank Operations LOS ANGELES / CA Asset Transfer, AML, Clearing
Client Service Associate Client Service Los Angeles / CA Client Service Associate
Operations Manager, Wealth Management Asset Management Los Angeles / CA FolioDynamix, Folio
VP, Private Wealth Management Compliance Risk Management/Compliance Los Angeles / CA Control room, CCR
Trade Desk Representative Stock Broker / Securities Trader Los Angeles / CA trade desk, 7, 63, 55, BETA, OMS, trade execution, Zecco,
Investment Banking Analyst - Healthcare Financial Analyst San Francisco / CA IB, investment banking, analyst, sell-side
HR Recruiting Coordinator (Temp) HR General Los Angeles / CA HR, Human Resources, general, HR generalist, administrative assistant, HR Assistant
Operations Administrative Assistant Others Los Angeles / CA Administrative Assistant, Securities Processing, SQL
Treasury Analyst Bank Operations Los Angeles / CA Cash Management, Treasury, Analyst
Vice President Investment Banking, Technology Financial Analyst San Francisco / CA IB, investment banking, analyst, sell-side
AVP, Compliance Control Room Risk Management/Compliance Los Angeles / CA Control room, CCR
Advanced Clearing and Prime Services Liaison Administrative Assistant Los Angeles / CA Administrative assistant, clerical, entry level, assistant, administrative
AVP, Research Compliance Risk Management/Compliance Los Angeles / CA FINRA 2241
Prime Services Sales Associate Financial Sales Los Angeles / CA Prime Brokerage, Sales, FINRA, Series 7
Client Service Associate, Pasadena Office Admin / Manager Los Angeles / CA Series 7, Series 66, sales support, customer service, broker/dealer sales, administrative
Prime Services Operations Associate Financial Sales Los Angeles / CA Prime Brokerage, Sales, FINRA, Series 7
Registration & Licensing Manager Risk Management/Compliance Los Angeles / CA Registration, Licensing, CRD,
Senior IT Infrastructure Project Manager Project Management Los Angeles / CA Helpdesk, Technician
Credit Analyst Credit Review/Analysis Los Angeles / CA
Trade Desk Representative Stock Broker / Securities Trader Los Angeles / CA trade desk, 7, 63, 55, BETA, OMS, trade execution, Zecco,
Senior Regulatory Accountant - New York Finance & Accounting New York / CA accountant, CPA, FOCUS, FINRA
Senior Regulatory Accountant Finance & Accounting Los Angeles / CA accountant, CPA, FOCUS, FINRA
Senior IT Infrastructure Project Manager - Chicago Project Management Chicago / IL Project Manager
Senior IT Infrastructure Project Manager - New Jersey Project Management Jersey City / NJ Helpdesk, Technician
Assistant Credit Manager Credit Review/Analysis Jersey City / NJ Series 7, Series 24, credit, margin
Equity Research Operations Coordinator Research New York / NY assistant, equity research,
Senior Equity Research Analyst, Consumer Research New York / NY assistant, equity research,
Corporate Access Coordinator - New York Research New York City / NY assistant, equity research,
Equities Associate Rotational Program 2021 Securities Analysis/Research New York City / NY equity research, financial modeling, valuation, excel, equity sales and trading, rotational program, graduating seniors, series 7
AVP, Compliance Control Room Risk Management/Compliance New York / NY Control room, CCR
Equity Sales Associate Financial Sales New York / NY equities, equity sales, series 7, series 66
Managing Director, Restructuring Banker Financial Analyst New York / NY IB, investment banking, analyst, sell-side
Managing Director, Consumer/Retail Investment Banking Financial Analyst New York / NY IB, investment banking, analyst, sell-side
Financial Engineering Analyst Financial Analyst New York / NY Investment Banking, M&A, mergers and acquisitions, FINRA, Series 7, Series 79, financial modeling,
Equity Research Associate, Restaurants Research New York / NY assistant, equity research,
Street Settlement Specialist Support Staff New York / NY settlement, SunGard, BETA, DTC, NSCC, FICC, MBSD, GSD, BNY Mellon, GNMA, depositories, custodians, settlement function, Euroclear, Cannacord
Junior Broker Stock Broker / Securities Trader New York / NY Sales
Regulatory Accountant Finance & Accounting New York / NY accountant, CPA, FOCUS, FINRA
Senior Vice President Investment Banking, Crypto/Digital Financial Analyst New York / NY Investment Banking, M&A, mergers and acquisitions, FINRA, Series 7, Series 79, Capital IQ, ThomasonOne, Venture Source, Bloomberg, financial modeling,
Registered Client Service Associate Administrative Assistant Radnor / PA Registered Client Service Associate, Registered Sales Assistant
Job Title Category Location Keywords


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