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| Job Title | Category | Location | Keywords |
|---|---|---|---|
| Business Conduct Examiner | Other | Los Angeles / CA | Business Conduct Examiner, Travel, Series 7, Regulatory |
| Senior Associate, Equity Sales | Financial Sales | Los Angeles / CA | equities, equity sales, series 7, series 63 |
| Associate, Prime Brokerage | Financial Sales | Los Angeles / CA | Prime Brokerage, Sales, FINRA, Series 7 |
| Investment Banking Analyst - Healthcare | Financial Analyst | San Francisco / CA | IB, investment banking, analyst, sell-side |
| Vice President Investment Banking, Healthcare | Financial Analyst | San Francisco / CA | IB, investment banking, analyst, sell-side |
| Corporate Recruiter | HR Recruiter | Los Angeles / CA | Recruiter |
| Manager, Prime Brokerage | Financial Sales | Los Angeles / CA | Prime Brokerage, Sales, FINRA, Series 7 |
| Senior Regulatory Accountant | Finance & Accounting | Los Angeles / CA | accountant, CPA, FOCUS, FINRA |
| Transactional Attorney | Attorney | Los Angeles / CA | transactional attorney, legal, lawyer, contracts |
| AVP, Internal Auditor | Auditor | Los Angeles / CA | audit, GAAP, IIA standards, CPA, CIA, CISA, internal auditor, |
| Product Manager | Other | Los Angeles / CA | fixed income capital markets, Mutual Funds, Alternatives eco-system, competitors, products, various distribution channels, clients, index providers |
| Equity Research Associate - Biotechnology | Research | San Francisco / CA | equity research, biotechnology, |
| HR Onboarding Coordinator | Human Resources | Los Angeles / CA | HR, human resources, onboarding, ultipro |
| VBA Excel Associate Developer (Temp-to-Hire) | Support Staff | Los Angeles / CA | Trade Surveillance, Analyst, FINRA, SEC, Excel, VBA, Macros, Developer, Programmer, Analyst |
| Trade Desk Representative | Stock Broker / Securities Trader | Los Angeles / CA | trade desk, 7, 63, 55, BETA, OMS, trade execution, Zecco, |
| Chief Risk Officer | Risk Management/Compliance | Los Angeles / CA | Chief Risk Officer, compliance, finra, sec, audit, risk, FINRA rule 4210 |
| Corporate Access Coordinator | Research | Los Angeles / CA | assistant, equity research, |
| Internal Auditor | Auditor | Los Angeles / CA | audit, GAAP, IIA standards, CPA, CIA, CISA, internal auditor, |
| User Acceptance Testing Coordinator | Other | Los Angeles / CA | UAT, User Acceptance Testing, Lead UAT, Lead User Acceptance Testing, end-user testing, |
| Public Relations Coordinator | Public Relations | Los Angeles / CA | Public Relations, Communications, Coordinator, Assistant, Marketing |
| Administrative Assistant (Temp to Hire) | Administrative Assistant | Los Angeles / CA | Administrative Assistant |
| Managing Director, Consumer/Restaurant Investment Banking | Financial Analyst | Chicago / IL | IB, investment banking, analyst, sell-side |
| Chief Risk Officer | Risk Management/Compliance | Chicago / IL | Chief Risk Officer, compliance, finra, sec, audit, risk, FINRA rule 4210 |
| Assistant Vice President, Risk Manager | Risk Management/Compliance | Chicago / IL | Risk Management, Analysis, Credit, Advanced Excel, Bloomberg, Risk Metrics, Series 7, Series 3 |
| Managing Director, Restructuring Banker | Financial Analyst | Chicago / IL | IB, investment banking, analyst, sell-side |
| Managing Director, Consumer/Retail Investment Banking | Financial Analyst | Chicago / IL | IB, investment banking, analyst, sell-side |
| Chief Risk Officer | Risk Management/Compliance | New York / NY | Chief Risk Officer, compliance, finra, sec, audit, risk, FINRA rule 4210 |
| Equity Research Operations Coordinator | Research | New York / NY | assistant, equity research, |
| Corporate Access Coordinator | Research | New York / NY | assistant, equity research, |
| Equity Research Associate, Generalist | Research | New York / NY | equity research, series 7, 63, IB, investment banking |
| Senior Regulatory Accountant | Finance & Accounting | New York / NY | accountant, CPA, FOCUS, FINRA |
| Managing Director, Consumer/Restaurant Investment Banking | Financial Analyst | New York / NY | IB, investment banking, analyst, sell-side |
| Job Title | Category | Location | Keywords |