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| Job Title | Category | Location | Keywords |
|---|---|---|---|
| Senior Associate, Equity Sales | Financial Sales | Los Angeles / CA | equities, equity sales, series 7, series 63 |
| Associate, Prime Brokerage | Financial Sales | Los Angeles / CA | Prime Brokerage, Sales, FINRA, Series 7 |
| Corporate Access Coordinator | Research | Los Angeles / CA | assistant, equity research, |
| Product Manager | Other | Los Angeles / CA | fixed income capital markets, Mutual Funds, Alternatives eco-system, competitors, products, various distribution channels, clients, index providers |
| Manager, Prime Brokerage | Financial Sales | Los Angeles / CA | Prime Brokerage, Sales, FINRA, Series 7 |
| Compliance Examiner | Risk Management/Compliance | Los Angeles / CA | Business Conduct Examiner, Travel, Series 7, Regulatory |
| Credit Analyst | Credit Review/Analysis | Los Angeles / CA | |
| Helpdesk Technician (Remote) | Help Desk / Technical Support | Los Angeles / CA | Helpdesk, Technician |
| Senior Regulatory Accountant | Finance & Accounting | Los Angeles / CA | accountant, CPA, FOCUS, FINRA |
| Senior Regulatory Accountant - New York | Finance & Accounting | New York / CA | accountant, CPA, FOCUS, FINRA |
| Trade Desk Representative | Stock Broker / Securities Trader | Los Angeles / CA | trade desk, 7, 63, 55, BETA, OMS, trade execution, Zecco, |
| Client Service Associate, Los Angeles | Office Admin / Manager | Los Angeles / CA | Series 7, Series 66, sales support, customer service, broker/dealer sales, administrative |
| Marketing Intern | General Marketing | Los Angeles / CA | Marketing, design, campaigns, intern |
| Full Stack Technical Lead | Software Developer / Engineer | Los Angeles / CA | Application Programmer, Full Stack |
| Assistant Vice President, Market Risk Manager | Risk Management/Compliance | Los Angeles / CA | Risk Management, Analysis, Credit, Advanced Excel, Bloomberg, Risk Metrics, Series 7, Series 3 |
| Email Marketing Specialist | Marketing | Los Angeles / CA | Marketing Specialist |
| Credit Analyst | Analyst | Los Angeles / CA | |
| Credit (Margin) Department Assistant Manager | Credit Review/Analysis | Los Angeles / CA | Series 7, Series 24, credit, margin |
| Senior IT Infrastructure Project Manager | Project Management | Los Angeles / CA | Helpdesk, Technician |
| Senior Enterprise Architect | Network Engineer | Los Angeles / CA | Enterprise, Business, System Architecture, CISCO, QoS, Multicast, BGP, OSPF, TACACS, IPSEC & VPNs, Netflow, DNS |
| Compliance Manager | Risk Management/Compliance | Los Angeles / CA | FINRA, SEC, Compliance, Series 24, Series 7, Capital Markets, brokerage |
| Regulatory Accountant | Finance & Accounting | Los Angeles / CA | accountant, CPA, FOCUS, FINRA |
| AML Compliance Officer | Risk Management/Compliance | Los Angeles / CA | AML, ACAMS, Series 7, 24 |
| Registration & Licensing Manager | Risk Management/Compliance | Los Angeles / CA | Registration, Licensing, CRD, |
| Investment Banking Analyst - Technology | Financial Analyst | San Francisco / CA | IB, investment banking, analyst, sell-side |
| Compliance Officer, Capital Markets | Risk Management/Compliance | Los Angeles / CA | Compliance |
| Senior Network Architect | Network Engineer | Los Angeles / CA | Enterprise, Business, System Architecture, CISCO, QoS, Multicast, BGP, OSPF, TACACS, IPSEC & VPNs, Netflow, DNS |
| Wealth Supervisor | Other | Los Angeles / CA | fixed income capital markets, Mutual Funds, Alternatives eco-system, competitors, products, various distribution channels, clients, index providers |
| Investment Banking Analyst - Healthcare | Financial Analyst | San Francisco / CA | IB, investment banking, analyst, sell-side |
| Client Service Associate | Client Service | Los Angeles / CA | Client Service Associate |
| Senior Investment Banking Associate - Technology | Financial Analyst | San Francisco / CA | IB, investment banking, analyst, sell-side |
| Assistant Vice President, Market Risk Manager | Risk Management/Compliance | Chicago / IL | Risk Management, Analysis, Credit, Advanced Excel, Bloomberg, Risk Metrics, Series 7, Series 3 |
| Email Marketing Specialist | Marketing | Chicago / IL | Marketing Specialist |
| Senior IT Infrastructure Project Manager - Chicago | Project Management | Chicago / IL | Project Manager |
| Senior IT Infrastructure Project Manager - New Jersey | Project Management | Jersey City / NJ | Helpdesk, Technician |
| Equity Research Operations Coordinator | Research | New York / NY | assistant, equity research, |
| Equity Research Associate, Generalist | Research | New York / NY | equity research, series 7, 63, IB, investment banking |
| Managing Director, Restructuring Banker | Financial Analyst | New York / NY | IB, investment banking, analyst, sell-side |
| Equity Sales Associate | Financial Sales | New York / NY | equities, equity sales, series 7, series 66 |
| Administrative Assistant - Investment Banking | Administrative Assistant | New York / NY | executive assistant, administrative, expense reports |
| Regulatory Accountant | Finance & Accounting | New York / NY | accountant, CPA, FOCUS, FINRA |
| Managing Director, Environmental Efficiency and ESG | Business Development/New Accounts | New York / NY | Investment Banking, M&A, mergers and acquisitions, FINRA, Series 7, Series 79, financial modeling, |
| Managing Director, Consumer/Retail Investment Banking | Financial Analyst | New York / NY | IB, investment banking, analyst, sell-side |
| Senior Equity Research Analyst, Consumer | Research | New York / NY | assistant, equity research, |
| Corporate Access Coordinator | Others | New York City / NY | assistant, equity research, |
| Branch Manager, Lake Oswego | Office Admin / Manager | Lake Oswego / OR | client services, financial services, financial advisor, series 7, FINRA |
| Helpdesk Technician (Remote) | Help Desk / Technical Support | Dallas / TX | Helpdesk, Technician |
| Job Title | Category | Location | Keywords |