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Job Title Category Location Keywords
Senior Associate, Equity Sales Financial Sales Los Angeles / CA equities, equity sales, series 7, series 63
Associate, Prime Brokerage Financial Sales Los Angeles / CA Prime Brokerage, Sales, FINRA, Series 7
Corporate Access Coordinator Research Los Angeles / CA assistant, equity research,
Internal Auditor Auditor Los Angeles / CA audit, GAAP, IIA standards, CPA, CIA, CISA, internal auditor,
Administrative Assistant (Temp to Hire) Administrative Assistant Los Angeles / CA Administrative Assistant
AVP, Internal Auditor Auditor Los Angeles / CA audit, GAAP, IIA standards, CPA, CIA, CISA, internal auditor,
Senior Regulatory Accountant Finance & Accounting Los Angeles / CA accountant, CPA, FOCUS, FINRA
Equity Research Associate, Biotechnology Research San Francisco / CA equity research, biotechnology,
Compliance Manager Risk Management/Compliance Los Angeles / CA FINRA, SEC, Compliance, Series 24, Series 7, Capital Markets, brokerage
Compliance Officer, Capital Markets Risk Management/Compliance Los Angeles / CA Compliance
Senior HR Generalist HR General Los Angeles / CA HR, Benefits, Human Resources, general, HR generalist, employee relations
Client Service Associate Client Service Los Angeles / CA Client Service Associate
Client Service Associate Office Admin / Manager Los Angeles / CA Series 7, Series 66, sales support, customer service, broker/dealer sales, administrative
HR Assistant HR General Los Angeles / CA HR, Human Resources, general, HR generalist, administrative assistant, HR Assistant
New Accounts Associate Client Service Los Angeles / CA Client Service Associate
Compliance Examiner Other Los Angeles / CA Business Conduct Examiner, Travel, Series 7, Regulatory
Paralegal (Temporary) Paralegal Los Angeles / CA Paralegal, Compliance
Trade Desk Representative Stock Broker / Securities Trader Los Angeles / CA trade desk, 7, 63, 55, BETA, OMS, trade execution, Zecco,
Full Stack Technical Lead Software Developer / Engineer Los Angeles / CA Application Programmer, Full Stack
Assistant Vice President, Market Risk Manager Risk Management/Compliance Los Angeles / CA Risk Management, Analysis, Credit, Advanced Excel, Bloomberg, Risk Metrics, Series 7, Series 3
Senior Treasury Analyst Other Los Angeles / CA Cash Management, Treasury, Analyst
Product Manager Other Los Angeles / CA fixed income capital markets, Mutual Funds, Alternatives eco-system, competitors, products, various distribution channels, clients, index providers
VBA Excel Associate Developer (Temp-to-Hire) Support Staff Los Angeles / CA Trade Surveillance, Analyst, FINRA, SEC, Excel, VBA, Macros, Developer, Programmer, Analyst
Manager, Prime Brokerage Financial Sales Los Angeles / CA Prime Brokerage, Sales, FINRA, Series 7
Senior Wealth Supervisor Other Los Angeles / CA fixed income capital markets, Mutual Funds, Alternatives eco-system, competitors, products, various distribution channels, clients, index providers
Wealth Supervisor Other Los Angeles / CA fixed income capital markets, Mutual Funds, Alternatives eco-system, competitors, products, various distribution channels, clients, index providers
Public Relations Coordinator Public Relations Los Angeles / CA Public Relations, Communications, Coordinator, Assistant, Marketing
Assistant Vice President, Market Risk Manager Risk Management/Compliance Chicago / IL Risk Management, Analysis, Credit, Advanced Excel, Bloomberg, Risk Metrics, Series 7, Series 3
Equity Research Operations Coordinator Research New York / NY assistant, equity research,
Corporate Access Coordinator Research New York / NY assistant, equity research,
Equity Research Associate, Generalist Research New York / NY equity research, series 7, 63, IB, investment banking
Client Service Associate Client Service New York / NY sales, customer service, Series 7, client service
Managing Director, Consumer/Retail Investment Banking Financial Analyst New York / NY IB, investment banking, analyst, sell-side
Managing Director, Restructuring Banker Financial Analyst New York / NY IB, investment banking, analyst, sell-side
Managing Director, Environmental Efficiency and ESG Business Development/New Accounts New York / NY Investment Banking, M&A, mergers and acquisitions, FINRA, Series 7, Series 79, financial modeling,
Equity Sales Associate Financial Sales New York / NY equities, equity sales, series 7, series 66
Senior Regulatory Accountant - NY Finance & Accounting New York / NY accountant, CPA, FOCUS, FINRA
Branch Manager, Lake Oswego Office Admin / Manager Lake Oswego / OR client services, financial services, financial advisor, series 7, FINRA
Job Title Category Location Keywords