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| Job Title | Category | Location | Keywords |
|---|---|---|---|
| Senior Associate, Equity Sales | Financial Sales | Los Angeles / CA | equities, equity sales, series 7, series 63 |
| Associate, Prime Brokerage | Financial Sales | Los Angeles / CA | Prime Brokerage, Sales, FINRA, Series 7 |
| Corporate Access Coordinator | Research | Los Angeles / CA | assistant, equity research, |
| Internal Auditor | Auditor | Los Angeles / CA | audit, GAAP, IIA standards, CPA, CIA, CISA, internal auditor, |
| Administrative Assistant (Temp to Hire) | Administrative Assistant | Los Angeles / CA | Administrative Assistant |
| AVP, Internal Auditor | Auditor | Los Angeles / CA | audit, GAAP, IIA standards, CPA, CIA, CISA, internal auditor, |
| Senior Regulatory Accountant | Finance & Accounting | Los Angeles / CA | accountant, CPA, FOCUS, FINRA |
| Equity Research Associate, Biotechnology | Research | San Francisco / CA | equity research, biotechnology, |
| Compliance Manager | Risk Management/Compliance | Los Angeles / CA | FINRA, SEC, Compliance, Series 24, Series 7, Capital Markets, brokerage |
| Compliance Officer, Capital Markets | Risk Management/Compliance | Los Angeles / CA | Compliance |
| Senior HR Generalist | HR General | Los Angeles / CA | HR, Benefits, Human Resources, general, HR generalist, employee relations |
| Client Service Associate | Client Service | Los Angeles / CA | Client Service Associate |
| Client Service Associate | Office Admin / Manager | Los Angeles / CA | Series 7, Series 66, sales support, customer service, broker/dealer sales, administrative |
| HR Assistant | HR General | Los Angeles / CA | HR, Human Resources, general, HR generalist, administrative assistant, HR Assistant |
| New Accounts Associate | Client Service | Los Angeles / CA | Client Service Associate |
| Compliance Examiner | Other | Los Angeles / CA | Business Conduct Examiner, Travel, Series 7, Regulatory |
| Paralegal (Temporary) | Paralegal | Los Angeles / CA | Paralegal, Compliance |
| Trade Desk Representative | Stock Broker / Securities Trader | Los Angeles / CA | trade desk, 7, 63, 55, BETA, OMS, trade execution, Zecco, |
| Full Stack Technical Lead | Software Developer / Engineer | Los Angeles / CA | Application Programmer, Full Stack |
| Assistant Vice President, Market Risk Manager | Risk Management/Compliance | Los Angeles / CA | Risk Management, Analysis, Credit, Advanced Excel, Bloomberg, Risk Metrics, Series 7, Series 3 |
| Senior Treasury Analyst | Other | Los Angeles / CA | Cash Management, Treasury, Analyst |
| Product Manager | Other | Los Angeles / CA | fixed income capital markets, Mutual Funds, Alternatives eco-system, competitors, products, various distribution channels, clients, index providers |
| VBA Excel Associate Developer (Temp-to-Hire) | Support Staff | Los Angeles / CA | Trade Surveillance, Analyst, FINRA, SEC, Excel, VBA, Macros, Developer, Programmer, Analyst |
| Manager, Prime Brokerage | Financial Sales | Los Angeles / CA | Prime Brokerage, Sales, FINRA, Series 7 |
| Senior Wealth Supervisor | Other | Los Angeles / CA | fixed income capital markets, Mutual Funds, Alternatives eco-system, competitors, products, various distribution channels, clients, index providers |
| Wealth Supervisor | Other | Los Angeles / CA | fixed income capital markets, Mutual Funds, Alternatives eco-system, competitors, products, various distribution channels, clients, index providers |
| Public Relations Coordinator | Public Relations | Los Angeles / CA | Public Relations, Communications, Coordinator, Assistant, Marketing |
| Assistant Vice President, Market Risk Manager | Risk Management/Compliance | Chicago / IL | Risk Management, Analysis, Credit, Advanced Excel, Bloomberg, Risk Metrics, Series 7, Series 3 |
| Equity Research Operations Coordinator | Research | New York / NY | assistant, equity research, |
| Corporate Access Coordinator | Research | New York / NY | assistant, equity research, |
| Equity Research Associate, Generalist | Research | New York / NY | equity research, series 7, 63, IB, investment banking |
| Client Service Associate | Client Service | New York / NY | sales, customer service, Series 7, client service |
| Managing Director, Consumer/Retail Investment Banking | Financial Analyst | New York / NY | IB, investment banking, analyst, sell-side |
| Managing Director, Restructuring Banker | Financial Analyst | New York / NY | IB, investment banking, analyst, sell-side |
| Managing Director, Environmental Efficiency and ESG | Business Development/New Accounts | New York / NY | Investment Banking, M&A, mergers and acquisitions, FINRA, Series 7, Series 79, financial modeling, |
| Equity Sales Associate | Financial Sales | New York / NY | equities, equity sales, series 7, series 66 |
| Senior Regulatory Accountant - NY | Finance & Accounting | New York / NY | accountant, CPA, FOCUS, FINRA |
| Branch Manager, Lake Oswego | Office Admin / Manager | Lake Oswego / OR | client services, financial services, financial advisor, series 7, FINRA |
| Job Title | Category | Location | Keywords |