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Job Title Category Location Keywords
Senior Associate, Equity Sales Financial Sales Los Angeles / CA equities, equity sales, series 7, series 63
Associate, Prime Brokerage Financial Sales Los Angeles / CA Prime Brokerage, Sales, FINRA, Series 7
Corporate Access Coordinator Research Los Angeles / CA assistant, equity research,
Product Manager Other Los Angeles / CA fixed income capital markets, Mutual Funds, Alternatives eco-system, competitors, products, various distribution channels, clients, index providers
Manager, Prime Brokerage Financial Sales Los Angeles / CA Prime Brokerage, Sales, FINRA, Series 7
Compliance Examiner Risk Management/Compliance Los Angeles / CA Business Conduct Examiner, Travel, Series 7, Regulatory
Credit Analyst Credit Review/Analysis Los Angeles / CA
Helpdesk Technician (Remote) Help Desk / Technical Support Los Angeles / CA Helpdesk, Technician
Senior Regulatory Accountant Finance & Accounting Los Angeles / CA accountant, CPA, FOCUS, FINRA
Senior Regulatory Accountant - New York Finance & Accounting New York / CA accountant, CPA, FOCUS, FINRA
Trade Desk Representative Stock Broker / Securities Trader Los Angeles / CA trade desk, 7, 63, 55, BETA, OMS, trade execution, Zecco,
Client Service Associate, Los Angeles Office Admin / Manager Los Angeles / CA Series 7, Series 66, sales support, customer service, broker/dealer sales, administrative
Marketing Intern General Marketing Los Angeles / CA Marketing, design, campaigns, intern
Full Stack Technical Lead Software Developer / Engineer Los Angeles / CA Application Programmer, Full Stack
Assistant Vice President, Market Risk Manager Risk Management/Compliance Los Angeles / CA Risk Management, Analysis, Credit, Advanced Excel, Bloomberg, Risk Metrics, Series 7, Series 3
Email Marketing Specialist Marketing Los Angeles / CA Marketing Specialist
Credit Analyst Analyst Los Angeles / CA
Credit (Margin) Department Assistant Manager Credit Review/Analysis Los Angeles / CA Series 7, Series 24, credit, margin
Senior IT Infrastructure Project Manager Project Management Los Angeles / CA Helpdesk, Technician
Senior Enterprise Architect Network Engineer Los Angeles / CA Enterprise, Business, System Architecture, CISCO, QoS, Multicast, BGP, OSPF, TACACS, IPSEC & VPNs, Netflow, DNS
Compliance Manager Risk Management/Compliance Los Angeles / CA FINRA, SEC, Compliance, Series 24, Series 7, Capital Markets, brokerage
Regulatory Accountant Finance & Accounting Los Angeles / CA accountant, CPA, FOCUS, FINRA
AML Compliance Officer Risk Management/Compliance Los Angeles / CA AML, ACAMS, Series 7, 24
Registration & Licensing Manager Risk Management/Compliance Los Angeles / CA Registration, Licensing, CRD,
Investment Banking Analyst - Technology Financial Analyst San Francisco / CA IB, investment banking, analyst, sell-side
Compliance Officer, Capital Markets Risk Management/Compliance Los Angeles / CA Compliance
Senior Network Architect Network Engineer Los Angeles / CA Enterprise, Business, System Architecture, CISCO, QoS, Multicast, BGP, OSPF, TACACS, IPSEC & VPNs, Netflow, DNS
Wealth Supervisor Other Los Angeles / CA fixed income capital markets, Mutual Funds, Alternatives eco-system, competitors, products, various distribution channels, clients, index providers
Investment Banking Analyst - Healthcare Financial Analyst San Francisco / CA IB, investment banking, analyst, sell-side
Client Service Associate Client Service Los Angeles / CA Client Service Associate
Senior Investment Banking Associate - Technology Financial Analyst San Francisco / CA IB, investment banking, analyst, sell-side
Assistant Vice President, Market Risk Manager Risk Management/Compliance Chicago / IL Risk Management, Analysis, Credit, Advanced Excel, Bloomberg, Risk Metrics, Series 7, Series 3
Email Marketing Specialist Marketing Chicago / IL Marketing Specialist
Senior IT Infrastructure Project Manager - Chicago Project Management Chicago / IL Project Manager
Senior IT Infrastructure Project Manager - New Jersey Project Management Jersey City / NJ Helpdesk, Technician
Equity Research Operations Coordinator Research New York / NY assistant, equity research,
Equity Research Associate, Generalist Research New York / NY equity research, series 7, 63, IB, investment banking
Managing Director, Restructuring Banker Financial Analyst New York / NY IB, investment banking, analyst, sell-side
Equity Sales Associate Financial Sales New York / NY equities, equity sales, series 7, series 66
Administrative Assistant - Investment Banking Administrative Assistant New York / NY executive assistant, administrative, expense reports
Regulatory Accountant Finance & Accounting New York / NY accountant, CPA, FOCUS, FINRA
Managing Director, Environmental Efficiency and ESG Business Development/New Accounts New York / NY Investment Banking, M&A, mergers and acquisitions, FINRA, Series 7, Series 79, financial modeling,
Managing Director, Consumer/Retail Investment Banking Financial Analyst New York / NY IB, investment banking, analyst, sell-side
Senior Equity Research Analyst, Consumer Research New York / NY assistant, equity research,
Corporate Access Coordinator Others New York City / NY assistant, equity research,
Branch Manager, Lake Oswego Office Admin / Manager Lake Oswego / OR client services, financial services, financial advisor, series 7, FINRA
Helpdesk Technician (Remote) Help Desk / Technical Support Dallas / TX Helpdesk, Technician
Job Title Category Location Keywords


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